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- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 94-431
- --------
- JAMES D. RYDER, PETITIONER v.
- UNITED STATES
- on writ of certiorari to the united states court
- of appeals for the armed forces
- [June 12, 1995]
-
- Chief Justice Rehnquist delivered the opinion of the
- Court.
- Petitioner, an enlisted member of the United States
- Coast Guard, challenges his conviction by a court-
- martial. His conviction was affirmed first by the Coast
- Guard Court of Military Review, and then by the United
- States Court of Military Appeals. The latter court
- agreed with petitioner that the two civilian judges who
- served on the Court of Military Review had not been
- appointed in accordance with the dictates of the Appoint-
- ments Clause, U. S. Const., Art. II, 2, cl. 2, but
- nonetheless held that the actions of those judges were
- valid de facto. We hold that the judges' actions were
- not valid de facto.
- Petitioner was convicted of several drug offenses, and
- was sentenced by a general court-martial to five years'
- confinement (later reduced to three years), forfeiture in
- pay, reduction in grade, and a dishonorable discharge.
- He appealed to the Coast Guard Court of Military
- Review, which, except in one minor aspect, affirmed his
- conviction. 34 M. J. 1077 (1992). On request for
- rehearing, petitioner challenged the composition of that
- court as violative of the Appointments Clause of the
- Constitution because two of the judges on the three-
- judge panel were civilians appointed by the General
- Counsel of the Department of Transportation. The court
- granted rehearing and rejected this challenge. 34 M. J.
- 1259 (1992).
- The Court of Military Appeals likewise affirmed
- petitioner's conviction, 39 M. J. 454 (1994), although it
- agreed with petitioner that the appellate judges on the
- Coast Guard Court of Military Review had been appointed
- in violation of the Appointments Clause. The court
- relied for this conclusion on its previous decision in
- United States v. Carpenter, 37 M. J. 291 (1993), where
- it had decided that appellate military judges are inferior
- officers whose service requires appointment by a Presi-
- dent, a court of law, or a head of a department. U. S.
- Const., Art. II, 2, cl. 2. Despite finding a constitu-
- tional violation in the appointment of two judges on
- petitioner's three-judge appellate panel, the Court of
- Military Appeals affirmed his conviction on the ground
- that the actions of these judges were valid de facto,
- citing Buckley v. Valeo, 424 U. S. 1 (1976) (per curiam).
- We granted certiorari. 513 U. S. - (1995).
- The de facto officer doctrine confers validity upon acts
- performed by a person acting under the color of official
- title even though it is later discovered that the legality
- of that person's appointment or election to office is
- deficient. Norton v. Shelby County, 118 U. S. 425, 440
- (1886). -The de facto doctrine springs from the fear of
- the chaos that would result from multiple and repeti-
- tious suits challenging every action taken by every
- official whose claim to office could be open to question,
- and seeks to protect the public by insuring the orderly
- functioning of the government despite technical defects
- in title to office.- 63A Am. Jur. 2d, Public Officers and
- Employees 578, pp. 1080-1081 (1984) (footnote omit-
- ted). The doctrine has been relied upon by this Court
- in several cases involving challenges by criminal defend-
- ants to the authority of a judge who participated in
- some part of the proceedings leading to their conviction
- and sentence.
- In Ball v. United States, 140 U. S. 118 (1891), a
- Circuit Judge assigned a District Judge from the
- Western District of Louisiana to sit in the Eastern
- District of Texas as a replacement for the resident judge
- who had fallen ill and who later died. The assigned
- judge continued to sit until the successor to the deceased
- judge was duly appointed. The assigned judge had
- sentenced Ball after the resident judge had died, and
- Ball made no objection at that time. Ball later moved
- in arrest of judgment challenging the sentence imposed
- upon him by the assigned judge after the death of the
- resident judge, but this Court held that the assigned
- judge -was judge de facto if not de jure, and his acts as
- such are not open to collateral attack.- Id., at 128-129.
- Similarly, in McDowell v. United States, 159 U. S. 596
- (1895), a Circuit Judge assigned a Judge from the
- Eastern District of North Carolina to sit as a District
- Judge in the District of South Carolina until a vacancy
- in the latter district was filled. McDowell was indicted
- and convicted during the term in which the assigned
- judge served, but made no objection at the time of his
- indictment or trial. He later challenged the validity of
- his conviction because of a claimed error in the assigned
- judge's designation. This Court decided that the
- assigned judge was a -judge de facto,- and that -his
- actions as such, so far as they affect third persons, are
- not open to question.- Id., at 601. The Court further
- observed that McDowell's claim -presents a mere matter
- of statutory construction . . . . It involves no trespass
- upon the executive power of appointment.- Id., at 598.
- In a later case, Ex parte Ward, 173 U. S. 452 (1899),
- petitioner sought an original writ of habeas corpus to
- challenge the authority of the District Judge who had
- sentenced him on the grounds that the appointment of
- the judge during a Senate recess was improper. This
- Court held that -the title of a person acting with color
- of authority, even if he be not a good officer in point of
- law, cannot be collaterally attacked.- Id., at 456.
- In the case before us, petitioner challenged the
- composition of the Coast Guard Court of Military Review
- while his case was pending before that court on direct
- review. Unlike the defendants in Ball, McDowell, and
- Ward, petitioner raised his objection to the judges' titles
- before those very judges and prior to their action on his
- case. And his claim is based on the Appointments
- Clause of Article II of the Constitution-a claim that
- there has been a -trespass upon the executive power of
- appointment,- McDowell, supra, at 598, rather than a
- misapplication of a statute providing for the assignment
- of already appointed judges to serve in other districts.
- In Buckley v. Valeo, supra, at 125, we said -[t]he
- Appointments Clause could, of course, be read as merely
- dealing with etiquette or protocol in describing 'Officers
- of the United States' but the drafters had a less frivo-
- lous purpose in mind.- The Clause is a bulwark against
- one branch aggrandizing its power at the expense of
- another branch, but it is more: it -preserves another
- aspect of the Constitution's structural integrity by
- preventing the diffusion of the appointment power.-
- Freytag v. Commissioner, 501 U. S. 868, 878 (1991). In
- Glidden Co. v. Zdanok, 370 U. S. 530 (1962), we
- declined to invoke the de facto officer doctrine in order
- to avoid deciding a question arising under Article III of
- the Constitution, saying that the cases in which we had
- relied on that doctrine did not involve -basic constitu-
- tional protections designed in part for the benefit of
- litigants.- Id., at 536 (plurality). We think that one
- who makes a timely challenge to the constitutional
- validity of the appointment of an officer who adjudicates
- his case is entitled to a decision on the merits of the
- question and whatever relief may be appropriate if a
- violation indeed occurred. Any other rule would create
- a disincentive to raise Appointments Clause challenges
- with respect to questionable judicial appointments.
- The Court of Military Appeals relied, not without
- reason, on our decision in Buckley v. Valeo, 424 U. S. 1
- (1976). There, plaintiffs challenged the appointment of
- the Federal Election Commission members on separation
- of powers grounds. The Court agreed with them and
- held that the appointment of four members of the
- Commission by Congress, rather than the President,
- violated the Appointments Clause. It nonetheless quite
- summarily held that the -past acts of the Commission
- are therefore accorded de facto validity.- Id., at 142.
- We cited as authority for this determination Connor v.
- Williams, 404 U. S. 549, 550-551 (1972), in which we
- held that legislative acts performed by legislators held
- to have been elected in accordance with an unconstitu-
- tional apportionment were not therefore void.
- Neither Buckley nor Connor explicitly relied on the de
- facto officer doctrine, though the result reached in each
- case validated the past acts of public officials. But in
- Buckley, the constitutional challenge raised by the
- plaintiffs was decided in their favor, and the declaratory
- and injunctive relief they sought was awarded to them.
- And Connor, like other voting rights cases, see Allen v.
- State Board of Elections, 393 U. S. 544, 572 (1969);
- Cipriano v. City of Houma, 395 U. S. 701 (1969) (per
- curiam), did not involve a defect in a specific officer's
- title, but rather a challenge to the composition of an
- entire legislative body. The Court assumed, arguendo,
- that an equal protection violation infected the District
- Court's reapportionment plan, declined to invalidate the
- elections that had already occurred, and reserved
- judgment on the propriety of the prospective relief
- requested by petitioners pending completion of further
- District Court proceedings that could rectify any consti-
- tutional violation present in the court-ordered redistrict-
- ing plan. Connor, supra, at 550-551. To the extent
- these civil cases may be thought to have implicitly
- applied a form of the de facto officer doctrine, we are
- not inclined to extend them beyond their facts.
- The Government alternatively defends the decision of
- the Court of Military Appeals on the grounds that it
- was, for several reasons, proper for that court to give its
- decision in Carpenter-holding that the appointment of
- the civilian judges to the Coast Guard Court of Military
- Appeals violated the Appointments Clause-prospective
- application only. It first argues that the Court of
- Military Appeals exercised remedial discretion pursuant
- to Chevron Oil Co. v. Huson, 404 U. S. 97 (1971). But
- whatever the continuing validity of Chevron Oil after
- Harper v. Virginia Dept. of Taxation, 509 U. S. -
- (1993), and Reynoldsville Casket Co. v. Hyde, 514 U. S.
- - (1995), there is not the sort of grave disruption or
- inequity involved in awarding retrospective relief to this
- petitioner that would bring that doctrine into play. The
- parties agree that the defective appointments of the
- civilian judges affect only between 7 to 10 cases pending
- on direct review. As for the Government's concern that
- a flood of habeas corpus petitions will ensue, precedent
- provides little basis for such fears. Ex parte Ward, 173
- U. S. 452 (1899).
- Nor does the Government persuade us that the inquiry
- into clearly established law as it pertains to qualified
- immunity counsels in favor of discretion to deny a
- remedy in this case. Qualified immunity specially
- protects public officials from the specter of damages
- liability for judgment calls made in a legally uncertain
- environment. Harlow v. Fitzgerald, 457 U. S. 800, 806
- (1982) (-[O]ur decisions consistently have held that
- government officials are entitled to some form of
- immunity from suits for damages- (emphasis added)).
- Providing relief to a claimant raising an Appointments
- Clause challenge does not subject public officials to
- personal damages that represent a -potentially disabling
- threa[t] of liability,- but only invalidates actions taken
- pursuant to defective title. The qualified immunity
- doctrine need not be extended to protect public officials
- from such attacks.
- Similarly, the practice of denying criminal defendants
- an exclusionary remedy from Fourth Amendment
- violations when those errors occur despite the good faith
- of the Government actors, United States v. Leon, 468
- U. S. 897 (1984), does not require the affirmance of
- petitioner's conviction in this case. Finding the deter-
- rent remedy of suppression not compelled by the Fourth
- Amendment, id., at 910, that case specifically relied on
- the -objectionable collateral consequence of [the] interfer-
- ence with the criminal justice system's truth-finding
- function- in requiring a blanket exclusionary remedy for
- all violations, id., at 907, and the relative inffectiveness
- of such remedy to deter future Fourth Amendment
- violations in particular cases. Id., at 918-921. No
- similar collateral consequence arises from rectifying an
- Appointments Clause violation, and correcting Appoint-
- ments Clause violations in cases such as this one
- provides a suitable incentive to make such challenges.
- The Government finally suggests that the Court of
- Military Appeals applied something akin to a harmless-
- error doctrine in affirming petitioner's conviction,
- refusing to redress the violation because petitioner
- suffered no adverse consequences from the composition
- of the Court. Brief for United States 33. The Govern-
- ment did not argue below that the error, assuming it
- occurred, was harmless, and there is no indication from
- the Court of Military Appeals' summary disposition of
- this issue that it determined that no harm occurred in
- this case. We therefore need not address whether the
- alleged defects in the composition of petitioner's
- appellate panel are susceptible to harmless error review.
- The Government also argues, at least obliquely, that
- whatever defect there may have been in the proceedings
- before the Coast Guard Court of Military Review was in
- effect cured by the review available to petitioner in the
- Court of Military Appeals. Brief for United States 24,
- n. 16. Again, because of the hierarchical nature of
- sentence review in the system of military courts, we
- need not address whether this defect is susceptible to
- the cure envisioned by the Government.
- Congress has established three tiers of military courts
- pursuant to its power -[t]o make Rules for the Govern-
- ment and Regulation of the land and naval Forces.- U.
- S. Const., Art. I, 8, cl. 14. Cases such as the present
- one are tried before a general court-martial consisting of
- a military judge and not less than five service members
- or by a military judge alone. Art. 16(1), UCMJ, 10 U.
- S. C. 816(1). Four Courts of Military Review (one each
- for the Army, Air Force, Coast Guard, and Navy-Marine
- Corps) hear appeals from courts-martial in cases where
- the approved sentence involves death, dismissal of a
- commissioned officer, punitive discharge, or confinement
- of one year or more. Art. 66, UCMJ, 10 U. S. C.
- 866(b)(1). These courts, which sit in panels of three or
- more, exercise de novo review over the factual findings
- and legal conclusions of the court-martial. Art. 66(c),
- UCMJ, 10 U. S. C. 866(c).
- The court of last resort in the military justice system
- is the Court of Military Appeals. Five civilian judges
- appointed by the President and confirmed by the Senate
- comprise the court. Art. 142, UCMJ, 10 U. S. C. 942
- (1988 ed., Supp V). The court grants review in cases
- decided by the Courts of Military Review -upon petition
- of the accused and on good cause shown.- Art. 67,
- UCMJ, 10 U. S. C. 867(a) (1988 ed., Supp. V). The
- scope of review is narrower than the review exercised by
- the Court of Military Review; so long as there is some
- competent evidence in the record to establish the
- elements of an offense beyond a reasonable doubt, the
- Court of Military Appeals will not reevaluate the facts.
- United States v. Wilson, 6 M. J. 214 (1979).
- Examining the difference in function and authority
- between the Coast Guard Court of Military Review, and
- the Court of Military Appeals, it is quite clear that the
- former had broader discretion to review claims of error,
- revise factual determinations, and revise sentences than
- did the latter. It simply cannot be said, therefore, that
- review by the properly constituted Court of Military
- Appeals gave petitioner all the possibility for relief that
- review by a properly constituted Coast Guard Court of
- Military Appeals would have given him. We therefore
- hold that the Court of Military Appeals erred in accord-
- ing de facto validity to the actions of the civilian judges
- of the Coast Guard Court of Military Review. Petitioner
- is entitled to a hearing before a properly appointed
- panel of that court. The judgment is reversed, and the
- case is remanded for proceedings consistent with this
- opinion.
-
- It is so ordered.
-